Accountants working in professional practice face a seemingly endless stream of regulatory changes which affect practice management. Non-compliance can result in a bad outcome at the time of an inspection visit from a professional body. This popular course will explain all the recent changes and also highlight common issues on professional body regulatory visits.

Topics covered:

  • The impact of the 5th Anti-Money Laundering Regulations (effective 2020)
  • Client monies and DPB – where firms go wrong and why
  • GDPR two years on – what your professional body will be expecting you to do to comply
  • Top tips for managing risk in your practice
  • Recent regulator feedback on Practice and Quality Assurance compliance – what the disciplinary cases tell us

19th November 2020 9.30 – 12.30

Click here to book

Peter Herbert FCA

Peter is a founding director of Insight Training. Having trained with KPMG, he has over 20 years’ training and audit file review experience. He presents nationwide, providing practical insights into financial reporting, auditing, practice regulation and company law. He heads up our team of independent consultants offering technical advice.